- 行业: Financial services
- Number of terms: 10107
- Number of blossaries: 0
- Company Profile:
Tallies the number of put option contracts sold by the account for which the account holder does not own the underlying securities.
Industry:Financial services
Funds that, by portfolio practice, invest at least 75% of their equity assets in companies with market capitalizations (on a three-year weighted basis) of less than 300% of the dollar-weighted median market capitalization of the S&P Mid-Cap 400 Index. Mid-Cap Core funds have wide latitude in the companies in which they invest. These funds will normally have an average price-to-earnings ratio, price-to-book ratio, and three-year earnings growth figure, compared to the U.S. diversified mid-cap funds universe average.
Industry:Financial services
These are free receives of securities. This consists of physical security deposits, book entry security receives and mutual fund receives from the fund.
Industry:Financial services
The stated goal of the fund, such as growth of assets, capital appreciation, preservation of capital, current income, etc.
Industry:Financial services
Funds that, by portfolio practice, invest at least 75% of their equity assets in companies with market capitalizations (on a three-year weighted basis) of less than 300% of the dollar-weighted median market capitalization of the S&P Mid-Cap 400 Index. Mid-Cap Growth funds normally invest in companies with long-term earnings expected to grow significantly faster than the earnings of the stocks represented in a major unmanaged stock index. These funds will normally have an above-average price-to-earnings ratio, price-to-book ratio, and three-year earnings growth figure, compared to the U.S. diversified mid-cap funds universe average.
Industry:Financial services
Date on which an individual must own shares in order to be eligible to receive a declared dividend or capital gains distribution. Also called date of record. see also declaration date, distribution period, dividend notification, ex-dividend, of record.
Industry:Financial services
Less than 100 shares of a stock; or less than 10 shares of a very thinly traded stock. Some brokerages charge higher commissions for such transactions (often 1/8 of a point per share, called the differential). Also called broken lot or uneven lot.
Industry:Financial services
Funds that, by portfolio practice, invest at least 75% of their equity assets in companies with market capitalizations (on a three-year weighted basis) of less than 300% of the dollar-weighted median market capitalization of the S&P Mid-Cap 400 Index. Mid-Cap Value funds seek long-term growth of capital by investing in companies that are considered to be undervalued relative to a major unmanaged stock index based on price-to-current earnings, book value, asset value, or other factors. These funds will normally have a below-average price-to-earnings ratio, price-to-book ratio, and three-year earnings growth figure, compared to the U.S. diversified mid-cap funds universe average.
Industry:Financial services
An account that contains information about your employee stock option grant(s). The recordkeeping account is separate and apart from the Brokerage account.
Industry:Financial services
Same as ask. Also, to express a desire to enter into an arrangement or contract with another party. Also see tender offer, creeping tender offer, premium raid, London Inter-Bank Offer Rate, prospectus, trial offer, ultimatum.
Industry:Financial services
