- 行业: Financial services
- Number of terms: 10107
- Number of blossaries: 0
- Company Profile:
An issuer is required to maintain its net worth above a certain level, or the bonds will be required to begin redeeming at par.
Industry:Financial services
The dates on which the fully paid principal is due, also known as the maturity date, for all the bonds in your portfolio.
Industry:Financial services
NYSE regulations and Merrill Lynch require a client to maintain a certain level of equity in his/her margin account to support a margin loan.
Industry:Financial services
The risk that an investment will be worth less at the time it is sold than it was worth when it was bought.
Industry:Financial services
The reported closing price for a security as of the close of trading on the previous trading day.
Industry:Financial services
When managed asset has a negative allocation in one or more of its asset categories, the negative value will be reported in this new category of Managed Asset Short Allocations.
Industry:Financial services
Total interest paid or credited for the previous year.
Industry:Financial services
A Reg T call is the need for additional funds in your account resulting from a trade commitment.
Industry:Financial services
The P/E ratio is divided by the equivalent S&P 500 P/E for the corresponding time horizon. The P/Es can be calculated using either the current year earnings estimate or trailing 12 months actual earnings. A Relative P/E less than one indicates that the companies' returns are currently trading below the market's P/E. This is typically used as a value indicator.
Industry:Financial services
*$116,000 or more for individuals
*$169,000 or more if married filing joint return
*$10,000 or more if married filing separately
Note: To be eligible to contribute $5,000 to a Roth IRA, the client cannot make a current year contribution to a traditional IRA. Clients who are eligible for both a traditional IRA and a Roth IRA must coordinate their contributions between the two accounts. The maximum combined dollar amount an individual can contribute to both accounts for 2008 is $5,000 or the amount of their earned income, whichever is less.
'''Distribution Guidelines:'''
Clients taking "qualified distributions" from a Roth IRA will not be subject to ordinary income tax or the 10% early distribution penalty tax. Qualified distributions are distributions that meet both five year holding period requirements and are due to:
*Death
*Disability
*Attainment of age 59 ½
*The purchase of a first home ($10,000 lifetime limit)
There are no mandatory distribution requirements for Roth IRA clients during their lifetime; however, minimum distributions do apply to an account holder's beneficiaries.
Industry:Financial services
